アジア経済法令ニュース

Department of Industrial Policy and Promotion
Ministry of Commerce and Industry
Government of India

CONSOLIDATED FDI POLICY
(EFFECTIVE FROM APRIL 5, 2013)

INDEX

CHAPTER-1 INTENT AND OBJECTIVE
1.1 Intent And Objective
CHAPTER-2 DEFINITIONS
2.1 Definitions
CHAPTER-3 GENERAL CONDITIONS ON FDI
3.1 Who can invest in India?
3.2. Entities into which FDI can be made
3.3 Types of Instruments
3.4 Issue/Transfer of Shares
3.5 Specific conditions in certain cases
3.6 Entry routes for Investment
3.7 Caps on Investments
3.8 Entry conditions on investment
3.9 Other conditions on Investment besides entry conditions
3.10 Foreign Investment into/Downstream Investment by Indian Companies
CHAPTER-4 CALCULATION OF FOREIGN INVESTMENT
4.1 Total Foreign Investment i.e. Direct and Indirect Foreign Investment in Indian Companies
CHAPTER-5 FOREIGN INVESTMENT PROMOTION BOARD (FIPB)
5.1 Constitution of FIPB
5.2 Levels of approval for cases under Government Route
5.3 Cases which do not require fresh Approval
5.4 Online filing of applications for FIPB/Government‟s approval
CHAPTER-6 SECTOR SPECIFIC CONDITIONS ON FDI
6.1 PROHIBITED SECTORS
6.2 PERMITTED SECTORS
AGRICULTURE
6.2.1 Agriculture & Animal Husbandry
6.2.2 Tea plantation
MINING AND PETROLEUM & NATURAL GAS
6.2.3 Mining
6.2.4 Petroleum & Natural Gas
MANUFACTURING
6.2.5 Manufacture of items reserved for production in Micro and Small Enterprises (MSEs)
6.2.6 Defence
SERVICES SECTOR
6.2.7 Broadcasting
6.2.8 Print Media
6.2.9 Civil Aviation
6.2.10 Courier Services
6.2.11 Construction Development: Townships, Housing, Built-up infrastructure
6.2.12 Industrial Parks new and existing
6.2.13 Satellites – Establishment and operation
6.2.14 Private Security Agencies
6.2.15 Telecom Sector
6.2.16 Trading
FINANCIAL SERVICES
6.2.17. FINANCIAL SERVICES
6.2.17.1 Asset Reconstruction Companies
6.2.17.2 Banking –Private sector
6.2.17.3 Banking- Public Sector
6.2.17.4 Commodity Exchanges
6.2.17.5 Credit Information Companies (CIC)
6.2.17.6 Infrastructure Company in the Securities Market
6.2.17.7 Insurance
6.2.17.8 Non-Banking Finance Companies (NBFC)
OTHERS
6.2.18 Pharmaceuticals
6.2.19 Power Exchanges
CHAPTER-7 REMITTANCE, REPORTING AND VIOLATION
7.1 Remittance and Repatriation
7.2 Reporting of FDI
7.3 Adherence to Guidelines/Orders and Consequencesof Violation
　Penalties
　Adjudication and Appeals
　Compounding Proceedings
ANNEXURES
Annex-1 Form FC-GPR
Annex-2 Terms and conditions for transfer of capital instruments from resident to non-resident and
vice-versa
Annex-3 Documents to be submitted by a person resident in India for transfer of shares to a person
resident outside India by way of gift
Annex-4 Definition of “relative” as given in Section 6 of Companies Act, 1956
Annex-5 Report by the Indian company receiving amount of consideration for issue of shares /
convertible debentures under the FDI scheme
Annex-6 Know Your Customer (KYC) Form in respect ofthe non-resident investor
Annex-7 Form Annual Return on Foreign Liabilities and Assets
Annex-8 Form FC-TRS
Annex-9 Form DR
Annex-10 Form DR – Quarterly